Securities and Exchange Commission
450 Fifth Street, NW
Washington, DC 20549
(202) 942-7040
Municipal Securities Rulemaking Board
1150 18th Street N.W., Suite 400
Washington, D.C. 20036
(202) 223-9347
Fax: (202) 872-0347
Financial Industry Regulatory
Authority
1735 K Street N.W.
Washington, D.C. 20006
(202) 728-8000
ALABAMA
SECURITIES COMMISSION
770 Washington Street
Suite 570
Montgomery AL 36130
205-242-5000 // Fax: 344-242-0240
ALASKA
DEPT. OF COMMERCE & ECONOMIC DEVELOPMENT
Division of Banking, Securities & Corporations
333 Willoughby
Post Office Box 110807
Juneau, Alaska 99811
907-465-2521 // Fax: 907-465-2549
ARIZONA
CORPORATION COMMISSION
Securities Division
1300 West Washington, Third Floor
Phoenix, Arizona 85007
602-542-4242 // Fax: 602-542-3583
ARKANSAS
SECURITIES DEPARTMENT
Heritage West Building
201 East Markham, 3rd floor
Little Rock, Arkansas 72201
501-324-9260 // Fax: 501-324-9268
CALIFORNIA DEPT. OF CORPORATIONS
Securities Regulation Division
3700 Wilshire Boulevard
Suite 600
Los Angeles CA 90010-3001
213-736-2741 // Fax: 213-736-3588
Broker-Dealer Registration: 213-736-2495
COLORADO
DIVISION OF SECURITIES
1580 Lincoln
Suite 420
Denver CO 80203-1506
303-894-2320 // Fax: 303-861-2126
CONNECTICUT DEPT. OF BANKING
Division of Securities
260 Constitution Plaza
Hartford CT 06103
860/240-8230 // Fax: 806-240-8178
DELAWARE
DEPT. OF JUSTICE
Division of Securities
State Office Building
820 N. French Street, 8th floor
Wilmington DE 19801
302-577-2515 // Fax 302-655-0576
DISTRICT
OF COLUMBIA
Securities Commission
450 Fifth Street NW, Suite 821
Washington, DC 20001
202-626-5105 // Fax 202-737-2080
FLORIDA
DEPT OF BANKING AND FINANCE
Division of Securities and Investor Protection
Plaza Level, The Capitol
Tallahassee FL 32399
904/488-9805 // Fax 904-681-2428
GEORGIA
OFFICE OF THE SECRETARY OF STATE
Business Services and Regulation
Two Martin Luther King, Jr. Drive
802 West Tower
Atlanta GA 30334
404-656-2894 // Fax: 404-657-8410
GUAM
DEPARTMENT OF REVENUE AND TAXATION
Division of Insurance, Securities, Banking and Real Estate
855 West Marine Drive
Agana, Guam 96910
HAWAII
DEPT. OF COMMERCE AND CONSUMER AFFAIRS
1010 Richards Street
P.O. Box 40
Honolulu Hawaii 96810
808-586-2744 // Fax: 808-586-2733
IDAHO
DEPT. OF FINANCE
Securities Bureau
700 West State Street
P.O. Box 83729
Boise, Idaho 83720-0031
208-334-3684 // Fax: 208-334-3584
ILLINOIS
OFFICE OF THE SECRETARY OF STATE
Securities Department
Lincoln Tower
530 South Second Street, Suite 200
Springfield, IL 62701
217-782-2256 // Fax: 217-782-8876
Registration: 217-785-4928
INDIANA
OFFICE OF THE SECRETARY OF STATE
Securities Division
302 West Washington, E-111
Indianapolis, IN 46204
317-232-6690 // Fax 317-233-3675
IOWA
INSURANCE DIVISION
Securities Bureau
Lucas State Office Building, Second Floor
Des Moines IA 50319
515-281-4441 // Fax: 515-281-6467
KANSAS
SECURITIES COMMISSION
618 South Kansas Avenue
2nd floor
Topeka KS 66603-3804
913-296-3307 // Fax 913-296-6872
KENTUCKY
DEPT. OF FINANCIAL INSTITUTIONS
Division of Securities
477 Versailles Road
Frankfort, KY 40601
502-573-3390 // Fax 502-573-8787
LOUISIANA SECURITIES COMMISSION
Energy Centre, Suite 2250
1100 Poydras Street
New Orleans, LA 70163
504-568-5515
MAINE
DEPT. OF PROFESSIONAL & FINANCIAL REGULATION
Maine Bureau of Banking Securities Division
State House Station 121
Augusta, Maine 04333
207-582-8760
MARYLAND
OFFICE OF THE ATTORNEY GENERAL
Division of Securities
200 St. Paul Place, 20th floor
Baltimore, MD 21202-2020
410-576-6360 // Fax:410-576-6532
MASSACHUSETTS SECRETARY OF THE COMMONWEALTH
Securities Division
One Ashburton Place, Room 1701
Boston, MA 02108
617-727-3548 // Fax: 617-248-0177
MICHIGAN
DEPT. OF COMMERCE
Corporation and Securities Bureau
6546 Mercantile Way
Lansing MI 48919
517-334-6213 // Fax: 517-334-6155
MINNESOTA DEPT. OF COMMERCE
133 East Seventh Street
St. Paul, MN 55101
612-296-4026 // Fax: 612-296-4328
Registration: 612-296-6325
MISSISSIPPI OFFICE OF THE SECRETARY OF STATE
Securities Division
202 North Congress Street, Suite 601
P.O. Box 136
Jackson, MI 39205
601-359-6364 // Fax: 601-359-2894
MISSOURI
OFFICE OF THE SECRETARY OF STATE
600 West Main Street, Room 229
P.O. Box 1276
Jefferson City, Missouri 65101
314-751-4136 // Fax: 314-526-3124
MONTANA
OFFICE OF THE STATE AUDITOR
Securities Department
P.O. Box 4009
Helena, MT 59604
406-444-2040 // Fax: 406-444-5558
NEBRASKA
DEPT. OF BANKING & FINANCE
Securities Bureau
1200 North Street, Suite 311
P.O. Box 95006
Lincoln, NE 68509
402-471-3445
NEVADA
OFFICE OF THE SECRETARY OF STATE
Securities Division
555 E. Washington Ave, 5th Floor
Las Vegas, NV 89101
702/486-2440 // Fax: 702-486-2452
NEW
HAMPSHIRE DEPARTMENT OF STATE
Bureau of Securities Regulation
State House, Room 204
Concord, NH 03301
603-271-1463 // Fax: 603-224-1427
NEW
JERSEY DEPT. OF LAW AND PUBLIC SAFETY
Bureau of Securities
153 Halsey Street, 6th Floor
P.O. Box 47029
Newark, NJ 07101
201-504-3600 // Fax: 201-504-3601
NEW
MEXICO REGULATION & LICENSING DEPT.
Securities Division
725 St. Micheals Drive
Santa Fe, NM 87501
505-827-7140 // Fax: 305-984-0617
NEW YORK
OFFICE OF THE ATTORNEY GENERAL
Investor Protection and Securities Bureau
120 Broadway, 23rd floor
New York NY 10271
212-416-8200 // Fax: 212-416-8816
NORTH
CAROLINA OFFICE OF THE SECRETARY OF STATE
Securities Division
300 N. Salisbury Street, #301
Raleigh, NC 27603-5909
919-733-3924 // Fax 919-821-0818
NORTH
DAKOTA OFFICE OF THE SECURITIES COMMISSIONER
State Capitol, 5th Floor
600 East Boulevard
Bismarck, ND 58505
701-328-2910 // Fax: 701-255-3113
OHIO
DIVISION OF SECURITIES
77 South High Street, 22nd floor
Columbus, OH 43215
614-644-7381 // Fax 614-466-3316
OKLAHOMA
SECURITIES COMMISSION
Journal Record Bldg.
621 N. Robinson, Suite 400
Oklahoma City, OK 73102
405-235-0230 // Fax: 405-235-0233
OREGON
DEPT. OF CONSUMER & BUSINESS SERVICES
Div. of Finance & Corporate Securities
21 Labor & Industries Building
Salem OR, 97310
503-378-4387 // Fax: 503-378-4178
PENNSYLVANIA SECURITIES COMMISSION
Eastgate Office Building
1010 N. Seventh Street, 2nd FL
Harrisburg, PA 17102
717-787-8061 // 717-787-8061
PUERTO
RICO OFFICE OF COMMISSIONER OF FINANCIAL INSTITUTIONS
Securities Division
Centro Europa Building
1492 Ponce de Leon Avenue, Suite 600
San Juan, Puerto Rico 00909-1492
809-723-3131 // Fax: 809-723-3857
RHODE
ISLAND DEPT. OF BUSINESS REGULATION
Securities Division
233 Richmond Street, Suite 232
Providence, RI 02903
401-277-3048 // Fax: 401-273-5202
SOUTH
CAROLINA DEPARTMENT OF STATE
Securities Division
P.O. Box 11350
Columbia, SC 29211
803-734-1087 // Fax: 605-733-5953
SOUTH
DAKOTA DIVISION OF SECURITIES
118 West Capitol Avenue
Pierre, SD 57501
605-773-4823 // Fax: 605-773-5953
TENNESSEE DEPT. OF COMMERCE AND INSURANCE
Volunteer Plaza, Suite 680
500 James Robertson Parkway
Nashville, TN 37243
615-741-2947 // Fax: 615-532-8375
TEXAS
STATE SECURITIES BOARD
200 East 10th, 5th Floor
P.O. Box 13167
Austin, TX 78711-3167
512-305-8300 // Fax: 312-305-8310
UTAH
DEPARTMENT OF COMMERCE
Division of Securities
160 East 300 South P.O. Box 45808
Salt Lake City, UT 84145-0808
801/530-6600 // Fax: 802-828-3420
VERMONT
DEPT. OF BANKING, INSURANCE AND SECURITIES
Securities Division
89 Main Street, Drawer 20
Montpelier, VT 05620-3101
802-828-3420 // Fax:802-828-2896
VIRGINIA
STATE CORPORATION COMMISSION
Division of Securities and Retail Franchising
1300 E. Main Street, 9th Floor
P.O. Box 1197
Richmond VA 23209
804-371-9187 // Fax: 804-371-9911
WASHINGTON DEPT. OF FINANCIAL INSTITUTIONS
Securities Division
210 11th St, Room 300
P O Box 9033
Olympia, WA 98507-9033
360-902-8760 // Fax: 360-586-5068
WEST
VIRGINIA STATE AUDITOR'S OFFICE
Securities Division
State Capitol Bldg.
1900 Kanawha Blvd. East, Room W-118
Charleston, West Virginia 25305
304-558-2257 // Fax: 304-344-2229
WISCONSIN DIVISION OF SECURITIES
P.O. Box 1768
Madison WI 53702
608-266-3431 // Fax: 608-256-1239
WYOMING
SECRETARY OF STATE
Securities Division
State Capitol Bldg.
Cheyenne WY 82002
307-777-7370 // Fax: 307-777-5339